Helping Fund Managers Raise Capital and Build Investor Confidence
Registered Representative Platform
Pinnacle Capital Securities offers a flexible, compliance-driven platform for experienced registered representatives seeking to conduct securities business with confidence and independence. We support independent investment bankers, capital markets professionals, and select retail reps with a comprehensive suite of back-office and supervisory services.
Independent Registered Representative Support
We actively support individuals with Series 7, 79, or 82 licenses and will assist qualified candidates through the FINRA registration process. For select groups, we can also sponsor entire teams seeking to transition their capital markets professionals under one regulatory umbrella.
Regulatory oversight and compliance infrastructure
Continuing education and supervisory coordination
Administrative and operational support
CRM and technology integrations
Custom online investor deal portal
Document and trade review workflows
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